Statewatch
Observatory: the Regulation on access to EU documents: 2008-2011
with the following partners: European Federation of Journalists (EFJ), wobbing Europe, Corporate Observatory Europe (CoE) and European Citizens Action Service (ECAS). Updated 17 January 2011![]()
On 30 April 2008 the Commission proposed a series of amendments to the Regulation on access to EU documents (1049/2001). The measure will be adopted under "co-decision" whereby the Council of of the European Union (the 27 governments) and the European Parliament have to agree on any changes. In due course the European Parliament will adopt a report on the Commission's proposals and a Council Working Party will separately produce its reactions too - the EP and the Council may suggest additional changes to the text.Basic documents: Commission: Proposed amendments: Explanatory Memorandum and Annotated text(pdf); European Parliament: Amendments to the Commission proposal and current: Regulation 1049/2001/EC Regulation 1049/2001/EC (pdf): in operation since 2001 and ongoing.
This Observatory puts on record all the developments in the following order: 1) Latest News, analyses and documentation; 2) Commission proposals; 3) European Parliament positions; 4) Council positions; 5) European Ombudsman; 6) European Data Protection Supervisor and 6) Critiques and analyses from civil society.
Full background documentation since 1993 is available on our Observatory: Freedom of Information (FOI) in the EU
News and analyses
EU: REGULATION ON ACCESS TO EU DOCUMENTS: Report on debate in the European Parliament: Proposal for a Regulation regarding public access to European Parliament, Council and Commission documents (recast) - Outcome of the European Parliament's first reading (Strasbourg, 12 to 15 December 2011) (pdf)
EU: REGULATION ON ACCESS TO EU DOCUMENTS: European Parliament: Public access to documents: towards more transparency in the EU (Press release, pdf): The report by rapporteur Michael Cashman MEP was passed with 394 votes in favour, 197 against and 35 abstentions.The report was opposed by the PPE (Centre-right, conservative group).
The European Commissioner Maro efèoviè responsible for the dossier maintained the Commission's long-standing "head in the sand" position and told the plenary: "This agreement risks taking time and I am afraid that, given the amendments proposed in the report, agreement on changes to the regulations is not within reach. I cannot of course anticipate the position that the Council will take on the proposed amendments but many of them cannot be accepted by the Commission."
EU: ACCESS TO DOCUMENTS REGULATION: Council of the European Union: Proposal for a Regulation of the European Parliament and of the Council amending Regulation (EC) No 1049/2001 regarding public access to European Parliament, Council and Commission documents (pdf). Council backs quite inadequate Commission proposal to bring the Regulation on access to EU documents (1049/2001) in line with the Lisbon Treaty which ignores Article 15 of the Treaty. See also: Regulation on public to documents: the European Commission is the problem: the Commission 2011 proposals fails to abolish Article 4.3 of the Regulation in line with the Lisbon Treaty: the institutions' "space to think" in secret: "for two years the Commission has "sat on its hands" and failed to respond to the "institutional impasse" between the Council and the European Parliament, it should now produce a completely new "Lisbonised" proposal" (Tony Bunyan)
EU: Regulation on public access to documents: the European Commission is the problem
- in its 2008 proposal the Commission put secrecy above openness by increasing the power of the institutions to refuse access to documents above establishing the public's right to know
- the Commission failed to withdraw its 2008 proposals which are incompatible with the Lisbon Treaty, because of its proposal to change the definition of a "document": "the definition of 'document' is an issue of primary law, ie the interpretation of the Treaty by the Court of Justice - it is not open to the institutions to define it in a way which limits the correct interpretation and application of the Treaty. In other words the rules on access to documents must apply to all 'documents' as defined by the Treaty - they cannot exclude entirely from their scope anything which is a document as defined by the Treaty." (Professor Steve Peers)
- the Commission 2011 proposals fails to abolish Article 4.3 of the Regulation in line with the Lisbon Treaty: the institutions' "space to think" in secret- "for two years the Commission has "sat on its hands" and failed to respond to the "institutional impasse" between the Council and the European Parliament, it should now produce a completely new "Lisbonised" proposal" (Tony Bunyan)
The "State of Play" on amending Regulation 1049/2001 on public access to EU documents - three column chart showing the Regulation, Commission proposals and European Parliament's draft report.
ECJ: Highlights of the Access Info Europe judgment (see story below):
1. "Openness makes it possible for citizens to participate more closely in the decision-making process and for the administration to enjoy greater legitimacy and to be more effective and more accountable to the citizen in a democratic system." (para 56 of the judgment)
The Council claimed that Statewatch's publication of the document EU doc no: 16338/08 (pdf) had:
- seriously undermined the Council's decision-making procedures
- had led the Council to change it procedures so as not to record the Member State positions and
- disclosure lead to a "hostile media reception" or "sharp criticism on the part of the public"The Court found that none of these allegations were substantiated - and observed on the third allegation that: "it is in the nature of democratic debate that a proposal for amendment of a draft regulation, of general scope, binding in all of its elements and directly applicable in all the Member States, can be subject to both positive and negative comments on the part of the public and media."
2. The Court said that the arguments presented by the Council:
"are not sufficiently substantiated to justify, in themselves, the refusal to disclose the identity of those responsible for the various proposals, who must, in a system based on the principle of democratic legitimacy, be publicly accountable for their actions. In that regard, it should be noted that public access to the entire content of Council documents including, in the present case, the identity of those who made the various proposals constitutes the principle, above all in the context of a procedure in which the institutions act in a legislative capacity .... If citizens are to be able to exercise their democratic rights, they must be in a position to follow in detail the decision-making process within the institutions taking part in the legislative procedures and to have access to all relevant information.. Public opinion is perfectly capable of understanding that the author of a proposal is likely to amend its content subsequently. " (Point 69: emphasis added)
Tony Bunyan, Statewatch Director, comments:
"The case for the repeal of Article 4.3 of the Regulation on access to EU documents which allows the Council to routinely refuse access to documents "under discussion" on the grounds that to do so would "seriously undermine" the decision-making procedure could not be put better:
The Commission's recent proposal to amend the Regulation to reflect the changes in the Lisbon Treaty provides an excellent opportunity for the European Parliament to effect this judgment by getting rid of Article 4.3 and open up the Council's legislative role to public scrutiny and accountability"
See: The case for the repeal of Article 4.3
EUROPEAN COURT OF JUSTICE: Major victory for openness: The General Court of the ECJ has found in favour of the NGO Access Info Europe for access to a Council document containing the position of Member States concerning amendments to the EU Regulation on public access to documents: Full-text of ECJ judgment (pdf). When Access Info Europe applied for the document the names of the Member States putting forward amendments - Austria, Greece, Italy, UK and Germany - were censored. Access Info Europe appealed and the Council still refused to give access so the case went to court. The Council were backed in the case by the governments of UK and Greece. The ECJ overturned the Council decision to refuse access to the full contents of the document under Article 4.3 of the Regulation on the grounds that it would "seriously undermine the institution's decision-making process". It should be noted that amendments to the Regulation on public access to documents concern the Council of the European Union's legislative role whereby it is co-legislator with the European Parliament, see: The case for the repeal of Article 4.3
The document in question concerned discussions within the Council on amending the Regulation on public access to EU documents - the document dated 26 November 2008 was put online by Statewatch on 5 December 2008: EU doc no: 16338/08 (pdf). Much of the ECJ's judgment concerns the alleged effect of Statewatch's disclosure of the full text of the document on the Council's decision-making procedures.
For background documentation on the discussions to amend the Regulation see: Observatory: the Regulation on access to EU documents: 2008 - 2011
Analysis follows.
20 March 2011: EU: Proposed Commission changes to Regulation on access to documents fail to meet Lisbon Treaty commitments
- The public and civil society have a right to know what is being discussed during the EU legislative process
- Abolish the "space to think": Article 4.3 is used to deny access to documents concerning measures "under discussion" because it could "seriously undermine the decision-making process". On the contrary Article 4.3 "seriously undermines" democracy because the public and civil society have no right to know what is being discussed until after a measure is adopted (and sometimes not even then)- the Commission used Article 4.3 to refuse access to documents in over 25% of initial applications and for the Council the figure was 39.2% (plus an undefined proportion of the 28.2% refused for multiple reasons) [2009 Annual Reports]
EU: Access to documents Regulation: Access Info Europe survey: The Secret State of EU Transparency Reforms (pdf): 16 out of 27 Member States refuse to provide information on EU transparency negotiations: In total 23 countries applied exceptions to all or part of the information requested. Protection of ongoing negotiations, decision making and international relations were commonly used exceptions. Also used to shield governments from accountability were grounds that the information was held in internal documents or might create misunderstanding.
20 March 2011: Statewatch Report: EU: REGULATION (1049/2001) on public access to EU documents: The State of Play: Amending the Regulation on public access to EU documents - an "institutional impasse"
Statewatch Analysis: EU: Deepening the democratic deficit: the failure to enshrine the publics right of access to documents (pdf) by Tony Bunyan.
In April 2008 the Commission opened up the process to amend the 2001 Regulation on access to EU documents - nearly three years on nothing has happened - all that has been agreed is a new set of comitology rules that will restrict access.
Statewatch Analysis: Case Law Summary: EU access to documents Regulation (142 pages, small pdf). Prepared by Steve Peers, Professor of Law, University of Essex:
"The following summary sets out systematically the case law of the EU Courts (the Court of Justice and the lower court, the General Court previously known as the Court of First Instance) concerning the EUs access to documents regulation (Reg. 1049/2001)."
EU: ACCESS TO DOCUMENTS REGULATION: European Court of Justice: Case T-452/09 before the General Court - ClientEarth v. Council of the European Union (pdf). This case taken by Client Earth concerns the refusal of access to the advice of the Council of the European Union's Legal Service on the European Parliament's amendments to the European Commission's proposals to change the EU Regulation on access to documents (1049/2001) because it:
"failed to explain how full disclosure would damage the protection of legal advice, in particular in the light of the Turco judgment of the Court of Justice" See Turco judgment full-text (pdf) and on which the Court's press release had said:
"The Court takes the view that disclosure of documents containing the advice of an institutions legal service on legal questions arising when legislative initiatives are being debated increases transparency and strengthens the democratic right of European citizens to scrutinise the information which has formed the basis of a legislative act."
The released version of the Council's Legal Service is massively censored containing no information on the issues: Opinion of the Legal Service (dated 17 February 2009, pdf). However, the substantive point in the Council Legal Service's Opinion was clearly stated in Council document no: 7791/09 (pdf). The Council Legal Service argued that the EP could amend the Commission proposals but could not introduce new amendments of its own - this rejecting 27 EP amendments. The Opinion of the Legal Service of the European Parliament's (EP): Opinion on the EPs' amendments (issued in 14 April 2009) took on, and rejected, the arguments used by the Council Legal Service. Tony Bunyan, Statewatch Director, comments: "The opinion of the Council's Legal Service was an "open" secret."
EU-REGULATION on Access to documents: Aarhus-environment: EEB and Clientearth: Briefing (pdf) and Amendments (pdf)
Updated: European Parliament: 12.5.10: Draft EP report (Rapporteur: MIchael Cashman MEP). Earlier Draft report (Rapporteur: MIchael Cashman MEP): Draft report on amending the Regulation (22.3.10, pdf). Statewatch Comments on this draft (pdf)
NB: The Council Working Party has spent no time this year discussing its draft position - apart from verbal report back from the Spanish Council Presidency it has no consider the Commission proposals. See: Commission statement: Explanatory note from the Commission (pdf) which says:
"If... it appears that the legislative procedure for the adoption of the Commission's recast proposal cannot be concluded within a reasonable time frame, the Commission will consider the possibility to submit a limited proposal amending the current
Regulation (EC) No 1049/2001 only with regard to the changes introduced by Article 15(3) of the Treaty on the Functioning of the European Union."
European Parliament: Regulation on access to EU documents (17 December 2009): Access to EU documents: urgent update of rules needed (Press release, pdf) and Full-text of Resolution (pdf). The Resolution was tabled by the S&D, ALDE, Greens/EFA, ECR and GUE/NGL groups and adopted today by 341 votes to 206, with 20 abstentions. Greens/EFA Shadow Rapporteur, Heidi Hautala MEP said: "if the Council and the Commission do not budge from their positions, Parliament should reject the whole proposal".
The Commission put forward proposals to amend the Regulation on access to EU documents in April 2008. The European Parliament prepared a series of amendments, some amending the Commission's proposals and some additional ones seeking to extend the right of access. The Council and its Legal Service said that the parliament could not put forward new proposals not covered by the Commission draft and declared "inadmissible" 27 of the parliament's amendments. The European Parliament, and its Legal Service, disagreed and refused to adopt its 1st reading position. The Commission said it could not consider any changes until the parliament and Council agreed their initial positions. Tony Bunyan, Statewatch editor, commented: "We have an institutional impasse"
Report by Council of debate in the plenary session: Summary of the plenary session of the European Parliament, held in Strasbourg on 15 December 2009 (pdf)
EU: Regulation on access to EU documents: The debate in the European Parliaments's Civil Liberties Committee (LIBE) on 5 October confirmed the institutional impasse that currently exists with each of the three institutions taking different position: See: A quick guide to the "state of play" on amending the Regulation and: Report on LIBE Committee (pdf). The Commission representative also said during the debate that:
"Concerning the Lisbon Treaty, the preparatory work on legal adjustments was ongoing, with a view to the preparation of an omnibus proposal when the Treaty came into force." (emphasis added).
Tony Bunyan,Statewatch editor, comments:
"This process is turning into a farce. The Commission put forward proposals to amend the Regulation on access to documents in April 2008. Now 18 months on there has been no progress with each institutions taking different positions. Now we are told that there will be a further "omnibus proposal" will be prepared some time next year when, and if, the Lisbon Treaty is adopted.
Civil society and citizens have been waiting for years for the Regulation to truly "enshrine" the right of access promised by the Amsterdam Treaty in 1999 and we are still waiting."
See also: Proposals for greater openness, transparency and democracy in the EU (pdf) by Professor Steve Peers
and Statewatch's Observatory: the Regulation on access to EU documents:2008-2009
Confirmation of the institutional impasse is reflected as the Swedish Council Presidency puts discussions on hold until the European Parliament makes it position clear:
"At this stage, the Councils work on the Commissions proposal could of course continue at the next IWP meeting. Delegations could aim for agreement on some additional issues. Another alternative would be for the Council to postpone further discussions on the Commissions proposal until relevant information from the European Parliament is available. The Presidency suggests the second option." See: EU doc no: 12492/09 (pdf)
The next possible discussion could take place in the European Parliament's Civil Liberties (LIBE) on 5-6 October. See also: Proposals for greater openness, transparency and democracy in the EU (pdf) by Professor Steve Peers and See: A quick guide to the "state of play" on amending the Regulation
EU: Wallstrom: EU needs a commissioner for citizens (euobserver, link). Previous Commissioner Communications says on the Regulation for access to EU documents proposal, for which she was responsible, that:
"There was also the problem of the fact that designating a commissioner for transparency and democracy does not mean that it then automatically transpires. This was particularly so of transparency where she says there is a still a north-south divide on the necessity of being open about documents and how decisions are taken, with Nordic countries traditionally more open. "It has not been easy to move positions on openness and transparency" she says noting that it is "not evident" that the EU should go beyond the current basic rules. In her opinion member states have taken a step back on the issue." (emphasis added)
EU: Regulation on public access to EU documents: When the European Commission put forward proposals to amend the Regulation on access to documents in April 2008 it was assumed that the process, involving codecision by the Council of the European Union and the European Parliament, would be finalised under the Swedish Council Presidency by December 2009. However, there is little prospect of any agreement under the current Swedish Council Presidency as each of the three institutions have quite different positions on what changes should be made. Tony Bunyan, Statewatch editor, comments: "We have reached an institutional impasse." See: A quick guide to the "state of play" on amending the Regulation
Latest Council documents:
- EU doc no: 10859/1/09: (22.7.09, 38 pages, REV 1): Sets out the state of the discussions in the Council and presents a chart with the Commission proposals, the "technically admissible EP amendments" and amendments proposed by by Member States.
- EU doc no: 10859/09: (30.6.09, 39 pages) Sets out the state of the discussions in the Council and presents a chart with the Commission proposals, the "technically admissible EP amendments" and amendments proposed by by Member States.
- EU doc no: 10297/09: Related to document below: It sets out the Commission's proposal, the "technically admissible EP amendments" and observations by Member States.
- EU doc no: 10443/09: Proposal by Denmark, Estonia, Finland and Slovenia to limit a Member State's right to refuse access to a document submitted to exceptions under Article 4 and to delete: "or on specific provisions in its own legislation preventing
disclosure of the document concerned."
Council documents: 1) Good proposal from the Netherlands providing for a public interest test if a Member State seeks to refuse access to a document it has submitted to the Council: EU doc no: 11065/09 and 2) Latest Council discussions: EU doc no: 10857/09
EU-UK: Regulation on access to EU documents: House of Lords Select Committee on the European Union issues critical report on the European Commission's proposals and the position of the UK government: Access to EU Documents (pdf). Including:
"Q6 Chairman: Just to take a specific example, we have referred elsewhere to the publication on Statewatch of one of the Presidency's working documents, of the type which this Committee rarely but occasionally sees, and the commentary by Professor Steve Peers. Do you regard that as helpful or unhelpful to the progression of such matters?
Caroline Flint (Minister for Europe): I do not think it is very helpful."
Commenting Lord Mance, Chairman of the Lords EU Sub-Committee on Law and Institutions, said:
"Providing public access to documents is a key element in securing the accountability of European Institutions to European citizens. "We support attempts to make the EU more open to public scrutiny and hope the Commission use this opportunity to improve public access to documents, not limit it further. For that reason we think it is important that access to draft documents is maintained. It is not appropriate for the European Commission to establish arbitrary definitions of the point where a document is 'formally transmitted' in order to maintain space for policy development.
"We are concerned that the UK Government are seeking greater restrictions on the publication of legal advice in respect of legislation, and of negotiating positions adopted by Member States. Legislation should take place in as open an environment as possible."
Statewatch analysis: The Treaty of Lisbon and EU Openness and Transparency (pdf) by Professor Steve Peers
EU: Tony Bunyan's "View from the EU" column looks at the Current state of play of proposed changes to the Regulation on access to EU documents (Guardian Libertycentral, link, 20.5.09)
Council: Proposal made by Denmark, Estonia, Finland and Slovenia concerning Article 4, paragraph 2, point (c) of the Commission's proposal (pdf). Following the European Court of Justice judgment in the Turco case that Council Legal Opinions on policy-making meassures should in general be made publicly available these four Member States are proposing that the Regulation be amended to establish this right. Background see:
- Press release
- Court judgment - full-text
- Turco press statement
Council Legal Service Opinion: so-called "partially accessible" document which censors 7 of the 10 pages: EU doc no: 6856/09 (dated 24.2.09, pdf).
Council: Proposal for a Regulation of the European Parliament and of the Council regarding public access to European Parliament, Council and Commission documents (recast)U doc no: 7971/09 (EU doc no: 7971/09, dated 20.3.09, pdf). This document contains a detailed table and is based on the Opinion of the Council's Legal Service, it declares EP amendments "admissible" or !inadmissable".
Latest Council position: Proposal for a Regulation of the European Parliament and of the Council regarding public access to European Parliament, Council and Commission documents (recast) (8.5.09, pdf)
EU: Access to documents: Latest Council draft positions: Proposal for a Regulation of the European Parliament and of the Council regarding public access to European Parliament, Council and Commission documents (recast) (dated 16.4.09, pdf) and Proposals by Finland, Lithuania and Slovenia for deletion of Articles 2.5 and 2.6 and - proposal by Denmark, Estonia and the Netherlands for amendment to Article 3(a) (dated 17.4.09, pdf). It should be noted that in the former document the Council is only considering what it calls "Technically admissible European Parliament amendments", thus leaving out most of them from its discussions.
EU: ACCESS TO DOCUMENTS: EU officials warned to be careful about email content (euobserver, link). Full-text of: DG Trade: Vademecum on access to documents, January 2009 (pdf). Tony Bunyan, Statewatch editor, comments:
"This staff document exposes the myth of those who claim that the Commission is unable to list all documents on its public register. The internal rules are clear - with some understandable exceptions - all documents should be listed. The problem is that the Commission has failed to enforce its own rules and meet its legal obligations under EU Regulation 1049/2001.
If every time an EU institution does not like the rules and the law these are changed to accomodate them - as some are proposing - it will herald an era of uncertainty and confusion undermining democratic decision-making."
EU: Regulation on access to EU documents: Journalists angry over the European Parliament's views on transparency - Swedish Union of Journalists
EU: Regulation on access to EU documents (1049/2001): Statewatch analysis: European Parliament report on the Regulation on public access to EU documents (pdf) by Professor Steve Peers, University of Essex. The analysis refers to the amendments in: Resolution on Commission proposals as adopted on 11 March 2009 (pdf). Overall 10 amendments are "strongly supported", 13 are "supported" (including two where further amendments are needed, 7 are "opposed", 1 is "strongly opposed" and in two instance amendments are proposed (including adding FOI requests, which was voted down by the parliament). Tony Bunyan, Statewatch editor, comments:
"To outside observers the process must be a bit of a mystery. The Commission has put forward proposals to amend the 2001 Regulation on access to EU documents. The European Parliament has agreed amendments to these proposals - but has not formally adopted them as a 1st reading Resolution. This means that the Commission can amend its proposals but will only consider doing so after the Council has adopted its position, which it does not seem close to.
The Council will agreed amendments to the Commission proposals, however, the parliament's amendments go further and put forward changes not covered by the Commission and therefore they will not be considered by the Council in reaching its position.
It is then likely that there will be a series of protracted "trialogues" (in secret) between the three institutions to reach a "compromise"."
Background: At the plenary session Mr Verheugen, Vice-President of the Commission made the following declaration on behalf of the Commission said: "The Commission takes note of the amendments voted by Parliament that it will study in detail. The Commission confirms its willingness to seek a compromise with Parliament and Council. The Commission will only consider its proposal after the two branches.. have adopted their positions."
European Parliament: Regulation on access to EU documents: Resolution on Commission proposals as adopted on 11 March 2009 (pdf): Rapporteur: Michael Cashman MEP and Consolidated version of 11 March Resolution
EU: Regulation on access to EU documents: Statewatch analysis: Discussion of the new Access to Documents Regulation in the Council Updated version 11 March 2009 (pdf) by Professor Steve Peers, University of Essex.
"On the whole, the reaction by Member States is still split between opponents of some of the amendments which would reduce the right of access, and supporters of those amendments, some of which would go even further to reduce the right of access. Since the latter group have more votes in Council, the prospect was either for a deadlock in Council or for a compromise where standards were lowered in some areas and merely maintained in others.
Since the European Parliament is about to adopt its negotiation position in the form of its first reading opinion, presumably the Council will now begin to react primarily to the EPs position, rather than work further on its own position. This will change the negotiating dynamics in the Council, and so it remains to be seen whether the EP
can attract a sufficient number of Member States to those amendments which would increase the current level of access, while rejecting all amendments which
would lower it."
EU: REGULATION ON ACCESS TO DOCUMENTS: Latest Council of European Union (27 governments) position: EU doc no: 5671 Rev 1 2009, dated 4 March 2009) (pdf). The European Parliament is debating the issue on 10 March and will vote on its position (the Cashman report) on Wednesday:
Tony Bunyan, Statewatch editor, comments:
"At the moment it looks like we are heading for the same impasse we had in 2000 when the three institutions - the Council, Commission and European Parliament - each adopted different positions. It is to be hoped the parliament's position - with some constructive amendments we have proposed - will prevail and that at last we could be on the road to the new era of openness that the EU has long promised.
Statewatch analysis of Statewatch's Analysis of the LIBE amendments (pdf) by Professor Steve Peers, University of Essex.
EU: Baltic and Slovene ministers unite for better EU wob (EU Regulation, link)
EU: Access to documents (Regulation 1049/2001): European Parliament's Civil Liberties (LIBE) report proposing amendments to the Commission's proposals (19.2.09, pdf) plus Consolidated text showing changes to Commission proposals in EP report (pdf) and Statewatch's Analysis of the LIBE amendments (pdf) by Professor Steve Peers, University of Essex.
Council discussions: Statewatch analysis: Discussion of the new Access to Documents Regulation in the Council (pdf) by Professor Steve Peers, University of Essex.
EU: Regulation on access to EU documents: Statewatch press release: Proposal to extend the EU Regulation on public access to documents to include freedom of information requests (Press release: full-text, pdf): Statewatch has submitted a proposal to the Civil Liberties Committee (LIBE) of the European Parliament to make explicit the right to make Freedom of information requests for EU documents.
Tony Bunyan, Statewatch Director, comments:
There is sometimes a debate about whether a system of freedom of information requests on a specific subject is better or worse than the EU system of public registers of documents and the right of access to them. This is a unnecessary debate because both are clearly needed to ensure the greatest possible public access to EU information/documents.
Think of going into a public library. Under FOI you go to the front desk and ask for books on the topic you are interested in and the librarian goes away to find them for you. Under the public register of documents system you go into the library yourself and wander around the shelves to find what you are looking for often making unexpected discoveries and connections.Both systems have their strengths, that is why they are complementary. If our amendment is accepted, and as long as the current definition of a document together with the obligation on EU institutions to provide public registers listing the documents held are maintained, then we could at last be on the road to the new era of openness that the EU has long promised.
EU: REGULATION ON PUBLIC ACCESS TO EU DOCUMENTS: The European Parliament's Civil Liberties Committee (LIBE) is to discuss amendment to the Commission's proposals for changes to the Regulation on Monday, 9 February. See: Statewatch analysis: Proposed amendments to Michael Cashmans report on the Regulation on public access to EU documents (pdf) by Professor Steve Peers, University of Essex.
- European Ombudsman Decision: failure to establish proper register is "maladministration"
- European Parliament: calls on Commission to act on Ombudsman's Decision
- European Commission - the custodian of EU law - refuses to comply
- European Commission reacts by trying to change the definition of a "document"
- Indications the Commission is creating new system to "vet" documents before they are placed on its public register
Extract from a speech by Dr Hans Brunmayr, Director-General of DG "Press, Communication, Protocol", General Secretariat of the Council of the EU (2002-2007) in Brussels on 11 December 2008 organised by the Finnish Ministry of Justice:
"Regulation 1049 functions well. Personally I do not see a justification for a recast from the perspective of the Council. Too much precision and perfection bear the risk of restriction. The Regulation has allowed smooth application of access rules and served as catalyst for related
measures promoting openness and transparency. We should be careful and avoid to put the assets of the regulation in danger." (from How has Regulation 1049 affected the work of the Council?)
EU: Conference of Community and European Affairs Committees of Parliaments of the European Union (COSAC): Contribution of the XL COSAC, Paris, 4 November 2008 (pdf) COSAC represents all the national parliaments in the EU and among its November Conclusions it expresses opposition to the European Commission's proposal to change the definition of a "document" in the EU Regulation on access to documents:
"COSAC expresses its concerns about the proposal for a regulation regarding public access to documents (COM(2008) 229), which should not limit the access to documents in comparison with the current situation. COSAC thus invites the European Parliament and the Council to guarantee a full public access to European documents, according to the transparency principle."
EU: Access to documents Regulation: Czech Senate comes out against Commission's definition of a "document": Czech Senate resolution, pdf) In response EU Commissioner Wallstrom says in a Replying letter:
"The definition of the concept of "document" in the proposal remains very wide. It is not intended to restrict the number of documents falling within the scope of the Regulation. On the one hand, it defines the point in time when a document drawn up by an institution becomes a "document" in the meaning of the Regulation. As long as a document is in progress, it is not yet a "document"; it is a "document" once it has been finalised by its author and sent to its internal or external recipients or, if it has not been sent to recipients, once it has been "otherwise registered", e.g. deposited in the relevant case file."
Tony Bunyan, Statewatch editor, comments:
"Under the Commission's proposal only the final document would be a "document". All the draft proposal documents would not be "documents", which means that all the changes, options, discussions would be secret and hidden from public view and scrutiny. The lifeblood of a democracy is the ability of parliaments, civil society and citizens to know what is being discussed and to make their views known before the final "document" is set in stone."
UK: Government does not support the Commission's proposal to change the definition of a "document" in Article 3a of the Regulation: House of Commons: European Scrutiny Committee (See Point 6.10, link). It is also interesting to note that the Government Minister interprets the Commission's proposed change to mean that it will exclude all "draft documents".
First proposals from Member States to amend the Regulation: Proposals by Member States: Austria, UK and Germany: EU doc no: 16338/08 (26 November 2008) - primarily concerning with protecting internal Legal Services advice unconnected with court cases - a negative reaction to the Turco judgment in the ECJ: Press release and Court judgment - full-text. See: Turco press statement
Paris, 4 November 2008: CONCLUSIONS OF THE XL COSAC (Conference of Community and European Affairs Committees of Parliaments of the European Union) includes:
"COSAC expresses its concerns about the proposal for a regulation regarding public access to documents (COM (2008) 229), which should not limit the access to documents in comparison with the current situation. COSAC thus invites the European Parliament and the Council to guarantee a full public access to European documents, according to the transparency principle."
See also Letter from the Grand Committee of the Finnish Parliament (pdf)
EU: ACCESS TO EU DOCUMENTS - FINLAND: Commission proposals would "constitute a backward step": Ministry of Justice, Finland, Press Release (pdf)
"If adopted in the proposed form, the proposal, however, would be more restrictive than the current rules on access to documents. The Commission proposes to exclude some document categories totally from the scope of implementation of the Regulation. The Commission also proposes that documents be accessible to the public only if they are registered and meet certain technical requirements....
The Government finds that the regulation on access to documents has worked well on the whole and that there is no reason to change its fundamental principles. The Commission proposal would, if adopted as such, constitute a step backwards."
and Opinion of the Grand Committee in the Finnish Parliament (pdf)
"The Grand Committee emphasises that if approved, the Commission's proposal would lead to a major reversal of the Union's transparency and the public's access to documents. The proposal is thus in contradiction to goals that have been repeatedly affirmed by the European Council.
The Grand Committee considers it worrying and reproachable that the Commission has advanced in support of its proposal justifications that must be considered untrue and misleading. Such conduct is liable to weaken the Commission's public credibility."
EU: Statewatch analysis: Proposals for greater openness, transparency and democracy in the EU (pdf) by Professor Steve Peers, University of Essex.
"The European Unions titanic treaties keep hitting the icebergs of public opinion. Despite some undoubted improvements in ensuring openness and transparency in the EU since 1991, there is still a widespread and justified perception that:
- the EUs activities are too secretive and convoluted,
- the EU does not listen enough to the general public or organised civil society; and
- there is too little control of the activities of the EU by the public, and in particular there is insufficient control of EU actions by directly elected parliaments....The steps toward further openness, transparency and democracy in the European Union outlined in this analysis could largely be taken separately from any initiative relating to ratification of the Treaty 0f Lisbon."
EU: Access to documents in the EU: When is a document not a document? (pdf) Analysis by Tony Bunyan.
The European Commission has put forward a number of changes to the Regulation on access to EU documents adopted in 2001. Controversially it proposes to change the definition of a "document" which in turn affect which would or would not be listed on its public register of documents. Does this have anything to do with the fact that the European Ombudsman has just ruled that the Commission must abide by the existing definition of a "document" in the Regulation and that it must list all the documents it holds on its public register?
EU: ACCESS TO DOCUMENTS REGULATION: Outcome of Proceedings: Procedure to be followed for the review of Regulation (EC) No 1049/2001 (pdf) The Swedish delegation wrote to all the Permanent Representations asking that the proposal be examined by an ad hoc working party set up specifically for that purpose. It pointed out that "as constituted at present the Working Party on Information had neither the expertise nor the time necessary for the examination of the proposal". Moreover:
"as a general rule it was not appropriate for the same authority both to chair the body responsible for the preparation of a legal act (the Council General Secretariat in the present case) and to implement that act (the Council). "
This was an attempt to shift the lead role in setting the agenda and conducting negotiations from the Council's permanent General Secretariat to the Council Presidency (ie: a member state government). Though the Antici Group did not agree to set up an ad hoc working party it did take overall control away from the Council General Secretariat - decisions on contacts and consultations would be agreed jointly by the Council Presidency and the Chair of the Working Party on Information and that negotiations with the European Parliament would be conducted by the Chair of COREPER (the Head of the permanent Brussels-based representation of the member state holding the Council Presidency).
Note: The Antici Group (named after its Italian founder) is made up of assistants to the Permanent Representatives and a Commission representative, a member of the Secretary-General's Private Office and a member of the Council Legal Service. The Group is responsible for deciding on the organisation of Coreper II proceedings. The meeting, which usually takes place on the afternoon before Coreper, is chaired by the Presidency 'Antici'.
EU-FOI: European Ombudsman Open Letter to Commissioner Wallstrom (European Voice) on access to EU documents:
"You defend the Commissions new definition of document by explaining that documents drawn up by the institutions are documents as soon as they have been sent to their recipients or otherwise registered. But in fact, the Commissions proposal does not say sent to their recipients, but formally transmitted to one or more recipients (my emphasis)."
UK House of Commons European Scrutiny Committee: Draft Regulation 1049/2001 regarding public access to European Parliament, Council and Commission documents (link)
EU Transparency Proposal Criticised by Sweden (link)
EU: European Data Protection Supervisor: Opinion of the European Data Protection Supervisor on the Proposal for a Regulation of the European Parliament and of the Council regarding public access to European Parliament, Council and Commission documents (Press release plus Opinion, pdf)
EU: FOI-ACCESS TO DOCUMENTS: Statewatch Analysis June 2008: Proposal on access to documents: Article-by-Article commentary (pdf) Analysis of the Commission's proposed changes to the Regulation on access to EU documents (1049/2001) by Professor Steve Peers, University of Essex.
Commissioner Wallströms hits back at critics: They cant have read the text (Wobbing. link). Report by by Staffan Dahllöf.
Tony Bunyan, Statewatch editor comments: "The idea that Statewatch, and Steve Peers who represented us at the hearing in the European Parliament on 2 June, had not read the text is sheer nonsense. We have worked on access to EU documents for over 15 years and we know how the current definition of a "document" works in practice - and it works fine. The only institution which does not like the definition is the Commission. In response to Statewatch's complaint to the European Ombudsman, over its failure to put all its documents on its public register, the Commission President repeatedly rejected the definition of a document in the Regulation as being too wide".
European Ombudsman, P. Nikiforos Diamandouros, called on the European Parliament (EP) to defend the European Unions commitment to transparency and the citizens right of access to EU documents at a public hearing in the EP's LIBE Committee (Civil Liberties, Justice and Home Affairs), the Ombudsman said: "The Commission's proposals would mean access to fewer, not more, documents. This raises fundamental issues of principle about the EU's commitment to openness and transparency."
Press release (pdf) and Full-text of speech (pdf)
EU: REGULATION ON ACCESS TO EU DOCUMENTS: EU transparency proposal criticised by Sweden (euobserver, link) and Swedish Journalist's Association considers draft EU-law 'disgraceful' (Wobbing, link)
Comments on the definition of a "document" in the Commission proposal: Back to the age of the "dinosaurs"? by Tony Bunyan, Statewatch editor, who comments:
"The Commission does not like the current definition of a document so it is proposing to change it to severely limit its scope. The current definition of a document must be left unchanged.
Nor does the Commission like the current Article 11 obliging it to list "without delay" all documents on its public register - which since 2002 it has failed to do - so the new definition of a "document" would allow it to carry on only listing a fraction of the documents it produces and receives.
At a stroke the the new era of openness and transparency promised in the Amsterdam Treaty would be dealt a fatal blow and we will be back in the age of the "dinosaurs". "
Note on "dinosaurs": The forces for secrecy in the EU - were referred to by Mr Söderman, then the European Ombudsman, at a Conference in Brussels on 26 April 1999 as the "dinosaurs" - who under the cloak of implementing the Amsterdam Treaty wanted to turn the clock back so that the institutions could control what documents are released.
EU Ombudsman launches EU-wide consultation on access to databases: Press release, Letter, Statement, and the Original Complaint (pdfs)
"The European Ombudsman, P. Nikiforos Diamandouros, has launched a consultation process within the European Network of Ombudsmen on access to information contained in databases. This follows a complaint from a Danish journalist about the refusal of the European Commission to disclose data on beneficiaries of EU agricultural subsidies. The Commission justified its refusal on grounds of confidentiality. Furthermore, it argued that the EU's rules on access to documents apply to databases only if the data can be easily retrieved.
The Ombudsman was not convinced by this approach. He therefore contacted his colleagues in the Member States to find out about "best practices" at the national level aiming to ensure maximum public access to databases. This consultation is particularly important given that this issue at stake forms part of the current debate on the reform of the EU's rules on access to documents."
EU: FOI IN THE EU: Revised and Updated: Statewatch analysis of the proposed changes to the Regulation on access to EU documents by Tony Bunyan with additional comments from Steve Peers, May 2008.
EU: FOI IN THE EU: Should there be a Freedom of Information Act for the EU? (European Citizens Action Service,pdf) Brussels criticised on access to documents law (euobserver, link) The European Commission proposes to improve public access to documents of the EU institutions (Commission press release, pdf)
Tony Bunyan, Statewatch editor, comments:
"Mr Barroso says "the access to document rules are working well. These changes seek to improve the access to documents for European citizens". While Commissioner Wallstrom says "Access to documents is an essential tool for democracy and now we want to improve it".
The rules on access are not working well and these changes will takes us several steps backwards. For example, the Commission does not agree with the definition of a "document" in the Regulation, so it wants to change it. The Commission's public register of documents is a joke so now it wants to change the rules. There would be a longer list of exceptions to refuse access, including mandatory exceptions where applications do not even have to be considered. And would leave in place the rule which allows the institutions to deny access to documents on measures about to be adopted in Brussels - a practice that would never be tolerated at national level.
The Amsterdam Treaty was agreed 11 years ago (1997) and was meant to herald a new era of openness and transparency we only got half of the loaf and have been waiting for the other half, now the Commission wants to takes away some of this.
- Viewpoint by Tony Bunyan: More openness or just a drop in the ocean? The need for Freedom of Information in the EU
- The right to know or the right to try and find out? The need for an EU freedom of information law, by Ben Hayes
- "Unaccountable Europe" by Tony Bunyan
Exclusive: Commission proposals to amend Regulation on access to EU documents: Statewatch analysis:
Tony Bunyan, Statewatch editor, comments:
The scope of the Commissions amendments and its consultation do not consider many of the fundamental questions posed by civil society and the European Parliament.
Perhaps the most crucial is the publics right to know what is being discussed before it is adopted in Brussels a practice that would never be tolerated at national level.
The Amsterdam Treaty was agreed 11 years ago (1997) and was meant to herald a new era of openness and transparency we are still waiting for this to happen.Documentation: NB based on old version - see above for final version and EM:
- Adopted version: Explanatory Memorandum and Annotated text
- Penultimate version: Commission proposals - Consolidated text
- Penultimate version: Commission Explanatory Memorandum
- Penultimate version: Memorandum to the Commission
- Penultimate version: Table comparing current text to proposed changesEuropean Commission
- Adopted proposal: Explanatory Memorandum and Annotated text- Annex a non paper drafted by the Commission services (EU doc no: 17484/08)
European Parliament
- European Parliament: 12.5.10: Draft EP report (Rapporteur: MIchael Cashman MEP). Earlier Draft report (Rapporteur: MIchael Cashman MEP): Draft report on amending the Regulation (22.3.10, pdf). Statewatch Comments on this draft (pdf)- European Parliament's Legal Service: Opinion on the EPs' amendments
- Resolution on Commission proposals as adopted on 11 March 2009 (pdf): Rapporteur: Michael Cashman MEP and Consolidated version of 11 March Resolution
- European Parliament's Civil Liberties (LIBE) report proposing amendments to the Commission's proposals (19.2.09, pdf) plus Consolidated text showing changes to Commission proposals in EP report (pdf) and Statewatch analysis: Proposed amendments to Michael Cashmans report on the Regulation on public access to EU documents (pdf) by Professor Steve Peers, University of Essex..- Statewatch Analysis June 2008: Proposal on access to documents: Article-by-Article commentary (pdf) Analysis of the Commission's proposed changes to the Regulation on access to EU documents (1049/2001) by Professor Steve Peers, University of Essex.
- European Parliament's Civil Liberties (LIBE) report proposing amendments to the Commission's proposals (19.2.09, pdf) plus Consolidated text showing changes to Commission proposals in EP report (pdf)
- Marco Cappato: Working document no 1: on 2006 annual report on access to EU documents: Rapporteur (22.8.07)
- Michael Cashman Report: Access to the institutions' texts: European Parliament resolution with recommendations to the Commission on access to the institutions' texts
Council positions
- EU doc no: 12492/09 (pdf)- EU doc no: 10859/1/09
- EU doc no: 10859/09
- EU doc no: 10297/09
- EU doc no: 10443/09- EU doc no: 9716/09 (11.05.09, pdf).
- EU doc no: 9234/09 (8.5.09, pdf)
- EU doc no: 8751/09 (dated 16.4.09, pdf) and EU doc no: 8778/09 (dated 17.4.09, pdf).
- EU doc no: 7971/09 (20.3.09, pdf)
- EU doc no: 5671 Rev 1 2009 (dated 4.3.09, pdf)
- EU doc no: 6856/09 (dated 24.2.09, pdf)
- EU doc no: 5671-09 (pdf)
- Proposals by Member States: Austria, UK and Germany: EU doc no: 16338/08
- Procedure to be adopted in the Council: Procedure to be followed for the review of Regulation (EC) No 1049/2001
regarding public access to European Parliament, Council and Commission documents (EU doc no: 13002/08) "in a spirit of compromise": reaction to a proposal by Sweden (which will hold the Presidency in the 2nd half of 2009) giving the Council Presidency a right to be involved in the development of the Council position alongside the Working Party on Information.European Ombudsman
European Ombudsman: European Parliament (EP): Hearing 2 June 2008:
Press release (pdf) and Full-text of speech (pdf)
European Data Protection SupervisorOpinion of the European Data Protection Supervisor on the Proposal for a Regulation of the European Parliament and of the Council regarding public access to European Parliament, Council and Commission documents (Press release plus Opinion, pdf)
Civil society comments and critiques
- Statewatch analysis: The Treaty of Lisbon and EU Openness and Transparency (pdf) by Professor Steve Peers- EU: Regulation on access to EU documents: Journalists angry over the European Parliament's views on transparency - Swedish Union of Journalists
- European Environmental Bureau (EEB): MORE TRANSPARENCY OR MORE RESTRICTED ACCESS TO DOCUMENTS - WHAT WILL WE GET? from Metamorphosis Newsletter of the European Environmental Bureau, February 2009
- EU: FOI in the EU: When is a document not a document? (pdf) Analysis by Tony Bunyan. The European Commission has put forward a number of changes to the Regulation on access to EU documents adopted in 2001. Controversially it proposes to change the definition of a "document" which in turn affect which would or would not be listed on its public register of documents. Does this have anything to do with the fact that the European Ombudsman has just ruled that the Commission must abide by the existing definition of a "document" in the Regulation and that it must list all the documents it holds on its public register?
- Statewatch Analysis June 2008: Proposal on access to documents: Article-by-Article commentary (pdf) Analysis of the Commission's proposed changes to the Regulation on access to EU documents (1049/2001) by Professor Steve Peers, University of Essex.
- Comments on the definition of a "document" in the Commission proposal: Back to the age of the "dinosaurs"? by Tony Bunyan, Statewatch editor
- Speech by Professor Steve Peers on behalf of Statewatch at the hearing in the European Parliament on 2 June 2008 (pdf)
- Statewatch analysis of the proposed changes to the Regulation on access to EU documents by Tony Bunyan with additional comments from Steve Peers, 20 May 2008- ECAS Report on the hearing in the European Parliament on 2 June 2008
- Statewatch Analysis June 2008: Proposal on access to documents: Article-by-Article commentary (pdf) Analysis of the Commission's proposed changes to the Regulation on access to EU documents (1049/2001) by Professor Steve Peers, University of Essex.
Background documentation
Documentation
- Proposed amendments by the European Commission: Explanatory Memorandum and Annotated text(pdf)
- April 2008: Penultimate version: Commission proposals - Consolidated text
- Commission Public consultation website (2007)
- Green Paper (April 2007)
- Submission to the consultation (link)
- Commission summary of the results of the consultation (pdf)- Regulation 1049/2001/EC Regulation 1049/2001/EC (pdf): in operation since 2001 and ongoing
- 1993 Code of access to Council and Commission documents, 20.12.93
Full background documentation since 1993 is available on our Observatory: Freedom of Information (FOI) in the EU this includes: Key texts: Resources on EU access to documents, Analyses and critiques, Observatory on the adoption of Regulation 1049 and an online "book": Secrecy and openness in the European Union - the ongoing struggle for freedom of information by Tony Bunyan (covering the period 1993-2003). Contributions should be sent to: office@statewatch.org
Statewatch [*]
European Federation of Journalists (EFJ)
wobbing Europe
Corporate Observatory Europe (COE) European Citizens Action Service (ECAS)
* Statewatch's work on Access to EU documents is supported by the Joseph Rowntree Charitable Trust, Garden Court Chambers and the Network for Social Change.
Statewatch News online | Join Statewatch news e-mail list | EU research resources: Joint online subscription© Statewatch ISSN 1756-851X. Personal usage as private individuals/"fair dealing" is allowed. We also welcome links to material on our site. Usage by those working for organisations is allowed only if the organisation holds an appropriate licence from the relevant reprographic rights organisation (eg: Copyright Licensing Agency in the UK) with such usage being subject to the terms and conditions of that licence and to local copyright law.